Phacoemulsification Step by Step: A Beginner's Guide

Phacoemulsification Step by Step: A Beginner's Guide

Last updated: October 2026

Every phaco surgeon was once a beginner with shaking hands. This page breaks phacoemulsification into its steps, explains the purpose of each one, and lists the most common beginner mistakes and how to avoid them.

Remember: a good phaco is built on a good capsulorhexis and a stable chamber. Speed comes later, by itself.

Before you start

  • Know your patient: pupil size after dilation, pseudoexfoliation, anterior chamber depth, nuclear density, and previous surgery.
  • Check the biometry and the IOL in theatre before you begin.
  • Position the patient and microscope so you are comfortable. A tense surgeon has tense hands.
  • Apply povidone-iodine 5% and drape the lashes completely out of the field.

Step-by-step

  1. Incisions: a side port (paracentesis) and a main clear corneal incision (typically 2.2–2.8 mm). A good main incision has a tunnel long enough to self-seal. Too short a tunnel leads to iris prolapse and leaks; too long a tunnel causes corneal striae and poor view.
  2. Viscoelastic (OVD): fill the anterior chamber to flatten the anterior capsule and protect the endothelium. Dispersive OVDs coat the endothelium; cohesive OVDs maintain space. The "soft-shell" technique uses both.
  3. Capsulorhexis: aim for a central, round, continuous tear of about 5–5.5 mm that overlaps the IOL optic edge. Re-grasp often and keep the flap close to the centre. In white cataracts, stain the capsule with trypan blue.
  4. Hydrodissection: inject fluid gently under the capsule edge until you see a fluid wave, then confirm the nucleus rotates freely. Avoid forceful hydrodissection in posterior polar cataracts.
  5. Nucleus removal: divide and conquer (sculpt grooves, crack, then emulsify quadrants) is the usual beginner technique. Chop techniques use less energy and become more useful with harder nuclei. See phaco chop techniques.
  6. Cortex removal (I/A): engage cortex under the capsule edge, pull it towards the centre, then aspirate. Subincisional cortex is the hardest; a bimanual I/A or a curved tip helps.
  7. IOL implantation: refill with OVD and inject the lens into the bag. Make sure both haptics are in the bag and the optic is centred.
  8. OVD removal and closure: remove viscoelastic from behind and in front of the IOL to prevent a post-operative IOP spike. Hydrate the wounds and confirm they are watertight.

Understand your machine settings

  • Power emulsifies the nucleus. Use it efficiently; excess energy damages the endothelium.
  • Vacuum holds the nuclear fragment on the tip. Low vacuum for sculpting, high vacuum for chopping and quadrant removal.
  • Aspiration flow controls how quickly fragments come to the tip and how lively the chamber feels.
  • Bottle height or infusion pressure maintains the chamber. Too low and the chamber collapses (surge); too high and the chamber is deep and uncomfortable for the patient.

Common beginner problems

ProblemUsual causeWhat to do
Iris prolapseIncision too posterior or too short, overfilled chamber, high pressure behind the lensReduce OVD, reposit the iris through the side port, consider a new incision
Capsulorhexis running out to the peripheryShallow chamber with a positive pressure pushing the lens forwardStop, refill with OVD, and use the Little manoeuvre (unfold the flap and pull it back towards the centre)
Shallow, unstable chamberLow infusion, wound leak, or high aspiration flowRaise the bottle or infusion pressure, check the wound, reduce the flow
Corneal burn at the incisionTight incision, poor flow, prolonged high powerEnsure good flow and a correctly sized incision; reduce power
Posterior capsule ruptureMany causes; most common during nucleus and cortex removalRecognise the signs early (sudden deepening of the chamber, a fragment that won't follow, a visible capsule defect). Do not withdraw the probe until the chamber has been filled with OVD. See the PCR management flowchart.

Building your skills

  • Practise on a wet lab or simulator before and alongside live surgery.
  • Record your operations and review them with a mentor. Every video teaches more than you think.
  • Learn one technique well before learning many.
  • Start with easy cases: good dilation, moderate nucleus, deep chamber, cooperative patient.

More reading: Phaco Tips & Tricks, IOL calculators, and a little philosophy in My Thoughts in Ophthalmology.

📘 Want more exam-ready material? See iNotes 2027: Lens on Kindle, or browse all my books.

Written by Dr. Dhaval Patel, MD (Ophthalmology, AIIMS New Delhi)

Consultant, Cataract & Refractive Surgery — among a small number of AIIMS-trained ophthalmologists practicing in Gujarat. Read full credentials & experience or view his 28 publications on ResearchGate.

📚 Also the author of high-yield ophthalmology exam-prep books used by residents and PG aspirants.

Looking for an eye specialist in Ahmedabad? Read about cataract surgery at Sadbhaav or book a consultation with Dr. Dhaval Patel.